Les Abromovitz eBooks
eBooks found: 2
Growing within the Lines: The Investment Adviser's Advertising and Marketing Compliance Guide
The National Underwriter Company, April 2012
ISBN: 9780872189676
Challenging economic times can present ripe marketing opportunities for investment advisers to acquire new clients. However, Registered Investment Advisors (RIA), as well as other investment adviser representatives, >>
List Price:
$51.00
eBook price:
$44.99
The Investment Advisor's Compliance Guide
The National Underwriter Company, March 2012
ISBN: 9781936362837
As the SEC and state securities regulators ramp up their regulatory supervision, investment advisers need to know what to do stay in compliance. Simplify complex compliance activities, save yourself worry, >>
List Price:
$96.00
eBook price:
$83.99
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